Job Details

A company is looking for a Partner Integration Compliance Manager - Marketing Review.Key ResponsibilitiesHandle regulatory and compliance issues in accordance with company practicesConduct daily reviews of marketing materials for compliance with applicable laws and regulationsAssist with the integration of acquired businesses and manage updates of internal compliance resourcesRequired QualificationsBachelor's degreeMinimum 3+ years of compliance experience with investment advisor or broker dealer marketing rulesStrong knowledge of investment and finance conceptsSeries 65 license preferred; FINRA registrations are a plusProficiency in MS Excel, Word, Outlook, and PowerPoint